Insider trading is the process of buying or selling a company’s stock or security based on private, nonpublic information or owning at least 10% of a public company stock. In many countries, certain ...

Algorithmic trading allows investors to execute their trading strategy, which can involve trading multiple securities in separate markets at a fraction of a second. Algorithmic trading is typically ...

Christy Bieber has a JD from UCLA School of Law and began her career as a college instructor and textbook author. She has been writing full time for over a decade with a focus on making financial and ...

After-hours trading is an extended stock-trading session that begins after the market closes in the afternoon. There is also a premarket session that starts early in the morning. Brokers that offer ...

The U.S. Securities and Exchange Commission (SEC) has issued a rule proposal (the Proposal) that would significantly expand the definition of "exchange" under Rule 3b-16 of the Securities Exchange Act ...

Fraud in retail trading is increasing. Scammers use market manipulation, identity theft, and phishing schemes to deceive investors. Advanced security systems improve fraud detection and prevention in ...

The Financial Industry Regulatory Authority just approved one of the most significant updates for retail investors since 2001 ...

The SEC and DOJ brought insider trading charges against three people Thursday, but assertions cryptocurrencies are securities may hold greater implications. Updated May 11, 2023, 3:58 p.m. Published ...

On February 6, 2024, the Securities and Exchange Commission (“SEC”) adopted final rules (the “Final Rules”) that will further define the phrase “as a part of a regular business” as used in the ...