Finra is relying on complex data analytics to target examinations of brokers at higher risk for violations, according to the regulator's chief risk officer, Carlo di Florio. The industry's ...

FINRA already uses advanced data warehouses and appliances developed for Big Data storage from partners such as Apache Software Foundation, HortonWorks, Cloudera and Hadoop installation MapR to ...

NEW YORK (Reuters) - FINRA requires brokers to disclose 23 types of incidents that might give investors concern, such as regulatory sanctions, lawsuit judgments and bankruptcies. The regulator then ...

The Financial Industry Regulatory Authority, better known as FINRA, has come under some scrutiny in the past few weeks for how it uses and plans to use data. On its website, FINRA describes itself as ...

WASHINGTON--(BUSINESS WIRE)--FINRA today published the 2023 Industry Snapshot, the annual statistical report on registered representatives, brokerage firms, and market activity that FINRA oversees.